Asif Taj Khattak

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank Corporate Markets Plc

    FRN 763256

    • [PRA CF] Significant risk taker or Material risk taker (since 9 Oct 2020)
    • [FCA CF] Material risk taker (since 9 Oct 2020)
    • [FCA CF] Manager of certification employee (since 13 Jan 2020)
    • [FCA CF] Client dealing (since 13 Jan 2020)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Manager of certification employee (5 Jan 2021 to 17 Jan 2021)
    • [FCA CF] Client dealing (4 Nov 2016 to 12 Jan 2020)
    • CF30 Customer (21 Nov 2012 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Client dealing (4 Nov 2016 to 12 Jan 2020)
    • [FCA CF] Manager of certification employee (4 Nov 2016 to 12 Jan 2020)
    • CF30 Customer (21 Nov 2012 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 8 Dec 2008)
    • CF21 Investment Adviser (22 Jun 2007 to 31 Oct 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (29 Sep 2003 to 26 Mar 2007)
    • CF22 Investment Adviser (Trainee) (17 Mar 2003 to 29 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

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