Asif Ali

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF30 Customer (30 Nov 2015 to 15 Aug 2017)
  • Prism Financial Products LLP (no longer approved here)

    FRN 607481

    • CF4 Partner (23 May 2014 to 20 Apr 2015)
    • CF30 Customer (6 May 2014 to 20 Apr 2015)
  • Forte Securities Limited (no longer approved here)

    FRN 478424

    • CF30 Customer (25 Feb 2014 to 23 Feb 2015)
    • CF4 Partner (AR) (25 Feb 2014 to 18 Mar 2014)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 31 Jul 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.