Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10a CASS Oversight function (5 Sep 2018 to 8 Dec 2019)
    • CF28 Systems and controls (8 Jun 2017 to 8 Dec 2019)
    • CF1 Director (8 Jun 2017 to 8 Dec 2019)
    • CF3 Chief Executive (8 Jun 2017 to 8 Dec 2019)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (22 Sep 2005 to 26 Apr 2006)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (9 Oct 2003 to 25 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

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