Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Open Access Finance Ltd
FRN 741896
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF10a CASS Oversight function (5 Sep 2018 to 8 Dec 2019)
- CF28 Systems and controls (8 Jun 2017 to 8 Dec 2019)
- CF1 Director (8 Jun 2017 to 8 Dec 2019)
- CF3 Chief Executive (8 Jun 2017 to 8 Dec 2019)
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- CF21 Investment Adviser (22 Sep 2005 to 26 Apr 2006)
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- CF21 Investment Adviser (9 Oct 2003 to 25 Aug 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.