Ashwin Kumar

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Jain Global (UK) Partners LLP
FRN 1005236
- [FCA CF] Manager of certification employee (since 19 Dec 2025)
- [FCA CF] Client dealing (since 25 Nov 2025)
- SMF27 Partner (since 1 Mar 2025)
- [FCA CF] Material risk taker (28 Jun 2024 to 1 Mar 2025)
Sturgeon Ventures LLP (no longer approved here)
FRN 452811
- CF1 Director (AR) (16 Dec 2013 to 21 Aug 2014)
- CF30 Customer (31 Jan 2011 to 21 Aug 2014)
Bank of America, N.A. (no longer approved here)
FRN 124642
- CF16 Significant Mgt (Desgntd Investment Business) (2 Jul 2003 to 6 Apr 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.