Ashwin Govindbhai Mistry

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BROKERBILITY LIMITED (no longer approved here)
FRN 474982
- SMF3 Executive Director (9 Dec 2019 to 16 Mar 2022)
- CF1 Director (AR) (27 Feb 2013 to 16 Mar 2022)
- CF1 Director (11 Dec 2007 to 8 Dec 2019)
Brokerbility Information Gateway Ltd (no longer approved here)
FRN 484563
- Employed By (27 Feb 2013 to 16 Mar 2022)
Amber Insurance Management Ltd (no longer approved here)
FRN 309591
- CF2 Non Executive Director (14 Jan 2005 to 5 May 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.