Ashraful Mumin

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Morgan Stanley & Co. International Plc
FRN 165935
- [FCA CF] Client dealing (since 23 Oct 2024)
- [FCA CF] Manager of certification employee (since 23 Oct 2024)
Morgan Stanley Bank International Limited
FRN 195430
- [FCA CF] Manager of certification employee (since 23 Oct 2024)
- [FCA CF] Client dealing (since 23 Oct 2024)
GLG Partners LP (no longer approved here)
FRN 186093
- [FCA CF] Client dealing (9 Dec 2019 to 11 May 2023)
- CF30 Customer (8 Mar 2019 to 8 Dec 2019)
Goldman Sachs International Bank (no longer approved here)
FRN 124659
- [FCA CF] Client dealing (7 Mar 2016 to 19 Feb 2019)
- CF30 Customer (14 Oct 2014 to 6 Mar 2016)
Goldman Sachs Bank USA (no longer approved here)
FRN 582328
- CF30 Customer (14 Oct 2014 to 6 Mar 2016)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF30 Customer (13 Nov 2012 to 26 Sep 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.