Ashraful Alam

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Cheviot Limited (no longer approved here)

    FRN 124259

    • [FCA CF] Functions requiring qualifications (16 Apr 2025 to 25 Mar 2026)
    • [FCA CF] Client dealing (16 Apr 2025 to 25 Mar 2026)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (14 Sep 2023 to 16 Apr 2025)
    • CF30 Customer (4 Sep 2023 to 16 Apr 2025)
  • Quilter Private Client Advisers Limited (no longer approved here)

    FRN 227836

    • (168)Employed By (4 Sep 2023 to 16 Apr 2025)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 12 May 2023)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (25 Sep 2016 to 1 Jul 2018)
    • CF30 Customer (4 Apr 2014 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Mar 2011 to 28 Feb 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.