Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Principa Capital LLP
FRN 822274
- [FCA CF] Client dealing (since 31 Mar 2021)
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (15 Jan 2019 to 8 Dec 2019)
- CF30 Customer (15 Jan 2019 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 1 Apr 2011)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 1 Apr 2011)
- CF27 Investment Management (31 Jan 2002 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 20 Dec 2009)
- CF27 Investment Management (29 Apr 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.