Ashok Venkiteswaran

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Material risk taker (since 23 Aug 2021)
    • [FCA CF] Manager of certification employee (since 2 Feb 2021)
    • [FCA CF] Client dealing (since 16 Jul 2019)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Material risk taker (since 23 Aug 2021)
    • [FCA CF] Manager of certification employee (since 2 Feb 2021)
    • [FCA CF] Client dealing (since 16 Jul 2019)
  • Bank of Montreal (no longer approved here)

    FRN 124788

    • [FCA CF] Material risk taker (7 Mar 2017 to 13 Jul 2019)
    • [FCA CF] Client dealing (7 Mar 2017 to 13 Jul 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (14 May 2008 to 6 Mar 2016)
  • BMO Capital Markets Limited (no longer approved here)

    FRN 170937

    • CF30 Customer (1 Dec 2001 to 16 Apr 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.