Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (1 Feb 2024 to 4 Nov 2024)
- [FCA CF] Functions requiring qualifications (1 Feb 2024 to 4 Nov 2024)
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- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 31 Jan 2024)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (26 Sep 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (14 Jun 2002 to 26 Sep 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.