Ashok Kumar Prinjha

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 16 Jul 2016)
    • CF30 Customer (since 1 Nov 2007)
    • CF4 Partner (AR) (14 Jan 2015 to 6 Oct 2016)
    • CF21 Investment Adviser (29 Dec 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (20 Sep 2004 to 29 Dec 2004)
  • Lexicon Wealth Management Limited

    FRN 752966

    • (1)Employed By (since 16 Jul 2016)
  • Wissenbach Wealth Management LLP (no longer approved here)

    FRN 166024

    • Employed By (12 Jan 2015 to 23 Aug 2016)

Recent activity

Updates to this individual's record on the FCA register.

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