Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Merrill Lynch International
FRN 147150
- [FCA CF] Client dealing (since 15 Sep 2021)
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- [FCA CF] Significant management (20 Oct 2020 to 15 Sep 2021)
- [FCA CF] Material risk taker (21 Dec 2016 to 26 Jan 2022)
- [FCA CF] Client dealing (21 Dec 2016 to 15 Sep 2021)
- [FCA CF] Algorithmic trading (7 Sep 2016 to 15 Sep 2021)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 15 Sep 2021)
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- CF2 Non Executive Director (31 Jan 2011 to 26 Mar 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.