Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 15 Sep 2021)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Significant management (20 Oct 2020 to 15 Sep 2021)
    • [FCA CF] Material risk taker (21 Dec 2016 to 26 Jan 2022)
    • [FCA CF] Client dealing (21 Dec 2016 to 15 Sep 2021)
    • [FCA CF] Algorithmic trading (7 Sep 2016 to 15 Sep 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 15 Sep 2021)
  • TURQUOISE GLOBAL HOLDINGS LIMITED (no longer approved here)

    FRN 525956

    • CF2 Non Executive Director (31 Jan 2011 to 26 Mar 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.