Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Client dealing (since 30 Jul 2024)
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- [FCA CF] Manager of certification employee (9 Jun 2021 to 4 Aug 2023)
- [FCA CF] Client dealing (21 Nov 2016 to 4 Aug 2023)
- CF30 Customer (25 Jun 2014 to 24 Feb 2016)
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- [FCA CF] Manager of certification employee (9 Jun 2021 to 4 Aug 2023)
- [FCA CF] Client dealing (21 Nov 2016 to 4 Aug 2023)
- CF30 Customer (25 Jun 2014 to 24 Feb 2016)
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- [FCA CF] Manager of certification employee (9 Jun 2021 to 7 Aug 2023)
- [FCA CF] Client dealing (21 Nov 2016 to 7 Aug 2023)
- CF30 Customer (1 Jan 2016 to 24 Feb 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.