Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF21 EEA Branch Senior Manager (EBSM) (13 Feb 2019 to 28 May 2021)
- [FCA CF] Material risk taker (7 Mar 2016 to 13 Feb 2019)
- [FCA CF] Significant management (7 Mar 2016 to 13 Feb 2019)
- [FCA CF] Client dealing (7 Mar 2016 to 13 Feb 2019)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 13 Feb 2019)
- CF30 Customer (28 Jan 2014 to 6 Mar 2016)
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- CF1 Director (27 Mar 2012 to 30 Sep 2013)
- CF30 Customer (28 Aug 2009 to 3 Oct 2013)
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- CF21 Investment Adviser (1 Dec 2001 to 27 Jun 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.