Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • SMF21 EEA Branch Senior Manager (EBSM) (13 Feb 2019 to 28 May 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 13 Feb 2019)
    • [FCA CF] Significant management (7 Mar 2016 to 13 Feb 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 13 Feb 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 13 Feb 2019)
    • CF30 Customer (28 Jan 2014 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF1 Director (27 Mar 2012 to 30 Sep 2013)
    • CF30 Customer (28 Aug 2009 to 3 Oct 2013)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 27 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.