Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Client dealing (since 23 Dec 2024)
- [FCA CF] Manager of certification employee (23 Dec 2024 to 27 Mar 2026)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
-
J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Client dealing (since 23 Dec 2024)
- [FCA CF] Manager of certification employee (23 Dec 2024 to 27 Mar 2026)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
-
- CF30 Customer (13 May 2010 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.