Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Terra Firma Principal Capital Group Limited
FRN 1019907
- SMF16 Compliance Oversight (since 5 Sep 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Sep 2025)
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- (137)SMF3 Executive Director (27 Oct 2022 to 25 Mar 2026)
- (138)[FCA CF] Client dealing (19 Nov 2020 to 25 Mar 2026)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: SMF3 Executive Director at Terra Firma Capital Partners Limited
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controlled function removed: [FCA CF] Client dealing at Terra Firma Capital Partners Limited
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controlled function added: (137)SMF3 Executive Director at Terra Firma Capital Partners Limited
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controlled function added: (138)[FCA CF] Client dealing at Terra Firma Capital Partners Limited