Ashley Searle

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (26 Jan 2021 to 29 Apr 2025)
    • [FCA CF] Manager of certification employee (26 Jan 2021 to 29 Apr 2025)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Client dealing (26 Jan 2021 to 29 Apr 2025)
    • [FCA CF] Manager of certification employee (26 Jan 2021 to 29 Apr 2025)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (10 Jun 2020 to 6 Jan 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 6 Jan 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 6 Jan 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Oct 2003 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (10 Jun 2020 to 6 Jan 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 6 Jan 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 6 Jan 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (8 Aug 2005 to 31 Oct 2007)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (17 Jun 2002 to 21 Jul 2003)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF26 Customer Trading (1 Dec 2001 to 17 May 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 17 May 2002)
  • Northern Bank Limited (no longer approved here)

    FRN 122261

    • CF21 Investment Adviser (1 Dec 2001 to 17 May 2002)
    • CF26 Customer Trading (1 Dec 2001 to 17 May 2002)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF21 Investment Adviser (1 Dec 2001 to 17 May 2002)
    • CF26 Customer Trading (1 Dec 2001 to 17 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.