Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 18 Aug 2022)
    • [FCA CF] Functions requiring qualifications (since 18 Aug 2022)
  • Ark Financial Planning Ltd (no longer approved here)

    FRN 430979

    • CF30 Customer (6 Oct 2015 to 14 Jun 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.