Ashley Michael Robert Keep

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Goldman Sachs International Bank
FRN 124659
- [FCA CF] Client dealing (since 27 Sep 2021)
Goldman Sachs International
FRN 142888
- [FCA CF] Client dealing (since 27 Sep 2021)
HSBC Bank Plc (no longer approved here)
FRN 114216
- [FCA CF] Client dealing (6 Dec 2018 to 11 Jun 2021)
ING Bank N.V. (no longer approved here)
FRN 124940
- CF30 Customer (1 Nov 2007 to 19 Feb 2010)
- CF21 Investment Adviser (15 Jun 2005 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.