Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Mar 2016 to 8 Dec 2019)
  • Financial Management Bureau Limited (no longer approved here)

    FRN 125710

    • CF30 Customer (15 Mar 2012 to 23 Oct 2015)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (16 Jun 2011 to 24 Feb 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.