Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2024)
    • [FCA CF] Client dealing (since 4 Nov 2024)
  • Foster Denovo Limited (no longer approved here)

    FRN 462728

    • [FCA CF] Client dealing (1 Mar 2020 to 30 Apr 2021)
    • [FCA CF] Functions requiring qualifications (1 Mar 2020 to 30 Apr 2021)
    • CF30 Customer (2 Jan 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.