Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Jun 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 16 Aug 2016)
    • CF1 Director (16 Feb 2015 to 8 Dec 2019)
  • Best Advice Financial Planning (2657) (no longer approved here)

    FRN 190165

    • Employed By (20 Oct 2003 to 30 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.