Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF4 Partner (AR) (since 10 May 2010)
    • Employed By (since 22 Mar 2012)
    • Employed By (23 Jun 2004 to 11 Feb 2011)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (25 Oct 2004 to 30 Nov 2006)
    • CF4 Partner (AR) (23 Jun 2004 to 30 Nov 2006)
    • CF22 Investment Adviser (Trainee) (23 Jun 2004 to 25 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

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