Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MSCI Limited

    FRN 792681

    • SMF3 Executive Director (since 14 Aug 2024)
  • Schroder Unit Trusts Limited (no longer approved here)

    FRN 197288

    • [FCA CF] Material risk taker (12 Nov 2021 to 29 Mar 2023)
    • [FCA CF] Manager of certification employee (1 Oct 2020 to 29 Mar 2023)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • [FCA CF] Manager of certification employee (1 Oct 2020 to 29 Mar 2023)
    • [FCA CF] Client dealing (1 Oct 2020 to 29 Mar 2023)
    • CF30 Customer (5 Aug 2016 to 8 Dec 2019)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • [FCA CF] Manager of certification employee (1 Oct 2020 to 29 Mar 2023)
    • [FCA CF] Client dealing (1 Oct 2020 to 29 Mar 2023)
    • CF30 Customer (5 Aug 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.