Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 665653

    • CF30 Customer (16 Mar 2015 to 11 Jun 2015)
  • Watermead Financial Ltd (no longer approved here)

    FRN 208354

    • (1)Employed By (17 Jun 2011 to 16 Nov 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 21 Apr 2010)
    • CF21 Investment Adviser (6 Sep 2004 to 28 Feb 2007)
    • CF22 Investment Adviser (Trainee) (5 Jun 2003 to 6 Sep 2004)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 24 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.