Ashley Jones

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Curo Holdings LLP

    FRN 708527

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 8 Dec 2016)
    • CF4 Partner (1 Oct 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Oct 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Oct 2015 to 8 Dec 2019)
    • CF30 Customer (1 Oct 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Oct 2015 to 30 Sep 2018)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF1 Director (AR) (21 Dec 2011 to 4 Jan 2016)
    • CF30 Customer (19 Sep 2011 to 4 Jan 2016)
  • Curo Wealth Management Ltd (no longer approved here)

    FRN 569720

    • Employed By (28 Nov 2011 to 4 Jan 2016)
  • MORTGAGE INTELLIGENCE LIMITED (no longer approved here)

    FRN 305330

    • CF1 Director (AR) (20 Sep 2005 to 18 Nov 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.