Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tudor Capital Europe LLP (no longer approved here)

    FRN 492155

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 7 Feb 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 7 Feb 2022)
    • CF30 Customer (3 Jan 2019 to 8 Dec 2019)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF30 Customer (1 Nov 2012 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (26 Nov 2009 to 31 Oct 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2006)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (26 Nov 2009 to 31 Oct 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 8 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.