Ashley James Cox

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Endeavour Wealth Management LLP
FRN 1030285
- (4)Employed By (since 17 Mar 2025)
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF4 Partner (AR) (since 8 May 2015)
- CF30 Customer (since 16 Jun 2014)
Prospera Wealth Management LLP (no longer approved here)
FRN 677269
- (10)Employed By (30 Apr 2015 to 19 Jun 2025)
Sovereign Wealth Limited (no longer approved here)
FRN 471459
- (45)Employed By (16 Jun 2014 to 27 Mar 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.