Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (5 Nov 2020 to 16 Sep 2025)
- [FCA CF] Client dealing (5 Nov 2020 to 16 Sep 2025)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2020)
- CF4 Partner (AR) (28 May 2013 to 24 Jun 2014)
- CF30 Customer (12 Jul 2010 to 8 Dec 2019)
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- CF21 Investment Adviser (4 Nov 2002 to 14 Jul 2004)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.