Ashley Edward Connor

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Thomas, Carroll Independent Financial Advisers Limited

    FRN 450497

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 23 May 2022)
    • [FCA CF] Client dealing (since 23 May 2022)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 May 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 May 2022)
    • CF30 Customer (24 Aug 2018 to 10 May 2022)
  • Tudor House Financial Services Limited (no longer approved here)

    FRN 409706

    • Employed By (24 Aug 2018 to 10 May 2022)
  • CLIFTON WEALTH LIMITED (no longer approved here)

    FRN 541564

    • Employed By (21 Nov 2016 to 16 Aug 2018)
  • Clifton Compliance Services Ltd (no longer approved here)

    FRN 480676

    • CF30 Customer (2 Feb 2016 to 16 Aug 2018)
  • CLIFTON CONSULTING LIMITED (no longer approved here)

    FRN 541544

    • Employed By (2 Feb 2016 to 16 Aug 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.