Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
GUINNESS ASSET MANAGEMENT LIMITED
FRN 223077
- 14. Managing investments
- CF30 Customer (since 31 Oct 2023)
- [FCA CF] Functions requiring qualifications (since 12 Sep 2023)
- [FCA CF] Client dealing (since 9 Dec 2020)
- [FCA CF] Material risk taker (since 9 Dec 2020)
-
Guinness Ventures Limited
FRN 1002971
- (9)Employed By (since 31 Oct 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.