Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Merlin Partners LLP
FRN 449191
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 8. Giving personal recommendations on investments in the course of corporate finance business
- [FCA CF] Client dealing (since 9 Dec 2020)
- CF30 Customer (16 Jun 2014 to 8 Dec 2019)
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- CF30 Customer (1 May 2009 to 9 Jan 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.