Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • CF30 Customer (16 Jun 2014 to 8 Dec 2019)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF30 Customer (1 May 2009 to 9 Jan 2010)

Recent activity

Updates to this individual's record on the FCA register.

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