Ashish Kumar Gupta

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ExodusPoint Capital Management UK, LLP
FRN 828549
- [FCA CF] Algorithmic trading (since 24 Sep 2025)
- [FCA CF] Material risk taker (since 19 Jan 2024)
- [FCA CF] Client dealing (since 9 Dec 2019)
Millennium Capital Partners LLP (no longer approved here)
FRN 439327
- CF30 Customer (2 Oct 2014 to 9 Sep 2019)
Marble Bar Asset Management LLP (no longer approved here)
FRN 475857
- CF30 Customer (20 Dec 2013 to 31 Aug 2014)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (21 Apr 2010 to 27 Jul 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.