Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Client dealing (since 20 Mar 2026)
- [FCA CF] Manager of certification employee (since 20 Mar 2026)
- [FCA CF] Material risk taker (since 29 Jun 2021)
- [FCA CF] Manager of certification employee (30 May 2022 to 1 Mar 2026)
- [FCA CF] Client dealing (29 Jun 2021 to 1 Mar 2026)
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Material risk taker (since 29 Jun 2021)
- [FCA CF] Manager of certification employee (30 May 2022 to 1 Mar 2026)
- [FCA CF] Client dealing (29 Jun 2021 to 1 Mar 2026)
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- [FCA CF] Manager of certification employee (13 Aug 2019 to 20 Apr 2021)
- [FCA CF] Material risk taker (1 Apr 2019 to 20 Apr 2021)
- [FCA CF] Client dealing (7 Mar 2016 to 20 Apr 2021)
- CF30 Customer (28 Aug 2009 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.