Ashish Arora

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Client dealing (1 Feb 2021 to 12 Dec 2021)
    • [FCA CF] Material risk taker (1 Feb 2021 to 12 Dec 2021)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (22 Dec 2020 to 12 Dec 2021)
    • [FCA CF] Client dealing (15 Oct 2020 to 12 Dec 2021)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (22 Dec 2020 to 12 Dec 2021)
    • [FCA CF] Client dealing (15 Oct 2020 to 12 Dec 2021)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Algorithmic trading (19 Sep 2019 to 30 Jan 2020)
    • [FCA CF] Manager of certification employee (24 Sep 2018 to 30 Jan 2020)
    • [FCA CF] Client dealing (24 Sep 2018 to 30 Jan 2020)
    • CF30 Customer (1 Nov 2007 to 24 Mar 2011)
    • CF21 Investment Adviser (26 Jan 2006 to 31 Oct 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (4 Jul 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.