Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capital Assets (North) Limited (no longer approved here)

    FRN 744716

    • [FCA CF] CASS oversight function (1 Jan 2021 to 7 Nov 2025)
    • [FCA CF] Client dealing (1 Jan 2021 to 7 Nov 2025)
    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 7 Nov 2025)
    • [FCA CF] Manager of certification employee (1 Jan 2021 to 7 Nov 2025)
    • [FCA CF] Significant management (1 Jan 2021 to 7 Nov 2025)
    • [PRA CF] Key function holder (1 Jan 2021 to 7 Nov 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.