Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capital Assets (North) Limited (no longer approved here)

    FRN 744716

    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Jun 2025)
    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 30 Jun 2025)
    • Responsibility for MCD Intermediation (6 Mar 2017 to 30 Jun 2025)
    • Responsible for Insurance Mediation (6 Mar 2017 to 30 Sep 2018)
    • CF10 Compliance Oversight (19 Sep 2016 to 8 Dec 2019)
    • CF1 Director (19 Sep 2016 to 8 Dec 2019)
  • TenetLime Limited (no longer approved here)

    FRN 311266

    • CF1 Director (AR) (15 Aug 2005 to 16 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.