Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Material risk taker (7 Mar 2023 to 4 Aug 2024)
    • [FCA CF] Manager of certification employee (20 Dec 2021 to 4 Aug 2024)
    • [FCA CF] Client dealing (20 Dec 2021 to 4 Aug 2024)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (17 Dec 2018 to 7 Mar 2019)
    • [FCA CF] Client dealing (13 Jun 2018 to 30 Jan 2020)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (17 Dec 2018 to 7 Mar 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 20 Dec 2021)
    • CF30 Customer (9 Sep 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.