Ashhad Ahmed Rizvi

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc

    FRN 765112

    • 3. Giving personal recommendations on derivatives
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2025)
  • Julius Baer International Limited (no longer approved here)

    FRN 139179

    • [FCA CF] Functions requiring qualifications (7 Dec 2023 to 28 Oct 2025)
    • [FCA CF] Client dealing (7 Dec 2023 to 28 Oct 2025)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Functions requiring qualifications (28 Mar 2023 to 24 Aug 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.