Asam Raza

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mortgage Broker Wolverhampton Ltd

    FRN 960354

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 19 Aug 2022)
    • Responsibility for MCD Intermediation (since 19 Aug 2022)
    • Responsible for Insurance Distribution (since 19 Aug 2022)
    • SMF16 Compliance Oversight (since 19 Aug 2022)
    • SMF3 Executive Director (since 19 Aug 2022)
    • [FCA CF] Client dealing (since 19 Aug 2022)
    • [FCA CF] Functions requiring qualifications (since 19 Aug 2022)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

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