Asa Ryan Cardiff

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Heritage Financial Limited

    FRN 788285

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (5 Apr 2018 to 15 Mar 2019)
    • CF30 Customer (5 Apr 2018 to 8 Dec 2019)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • CF1 Director (AR) (29 Jul 2016 to 3 Apr 2018)
    • CF30 Customer (22 May 2012 to 3 Apr 2018)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (29 Mar 2010 to 12 Apr 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.