Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Manager of certification employee (7 Mar 2024 to 1 Nov 2025)
    • [FCA CF] Material risk taker (7 Mar 2024 to 1 Nov 2025)
    • SMF4 Chief Risk (6 May 2020 to 1 Nov 2025)
  • Morgan Stanley Investment Management Limited (no longer approved here)

    FRN 121920

    • SMF4 Chief Risk (6 May 2020 to 1 Nov 2025)
    • [FCA CF] Material risk taker (7 Mar 2020 to 5 May 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2020 to 5 May 2020)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • SMF4 Chief Risk (6 May 2020 to 1 Nov 2025)
    • [FCA CF] Manager of certification employee (24 Dec 2019 to 5 May 2020)
    • [FCA CF] Material risk taker (24 Dec 2019 to 5 May 2020)
  • Morgan Stanley Investment Management (ACD) Limited (no longer approved here)

    FRN 230885

    • [FCA CF] Significant management (6 May 2020 to 1 Nov 2025)
    • [FCA CF] Material risk taker (7 Mar 2020 to 1 Nov 2025)
    • [FCA CF] Manager of certification employee (7 Mar 2020 to 1 Nov 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.