Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 4 Dec 2025)
    • CF1 Director (AR) (since 14 Nov 2025)
    • CF30 Customer (since 14 Nov 2025)
    • Employed By (since 14 Nov 2025)
  • Westminster Wealth Management LLP (no longer approved here)

    FRN 490519

    • [FCA CF] Client dealing (13 Feb 2023 to 30 Nov 2025)
    • [FCA CF] Functions requiring qualifications (13 Feb 2023 to 30 Nov 2025)
  • Castell Wealth Management Ltd (no longer approved here)

    FRN 826927

    • Employed By (26 May 2020 to 14 Dec 2022)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Dec 2022)
    • CF30 Customer (14 Jun 2019 to 14 Dec 2022)
  • Portbury Wealth Management Limited (no longer approved here)

    FRN 766698

    • (4)Employed By (14 Jun 2019 to 14 Dec 2022)

Recent activity

Updates to this individual's record on the FCA register.

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