Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PGIM LIMITED (no longer approved here)

    FRN 193418

    • [FCA CF] Client dealing (1 Jul 2020 to 11 Dec 2025)
    • [FCA CF] Material risk taker (1 Jul 2020 to 31 Dec 2021)
    • CF30 Customer (17 Jul 2014 to 8 Dec 2019)
  • Western Asset Management Company Limited (no longer approved here)

    FRN 145930

    • CF30 Customer (1 Nov 2007 to 3 Jun 2014)
    • CF27 Investment Management (2 Mar 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.