Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Morgan Stanley & Co. International Plc
FRN 165935
- [FCA CF] Significant management (since 8 Jul 2024)
- [FCA CF] Manager of certification employee (since 12 Jun 2023)
- [FCA CF] Client dealing (since 12 Jun 2023)
- [FCA CF] Material risk taker (since 12 Jun 2023)
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Morgan Stanley Bank International Limited
FRN 195430
- [FCA CF] Significant management (since 8 Jul 2024)
- [FCA CF] Client dealing (since 12 Jun 2023)
- [FCA CF] Manager of certification employee (since 12 Jun 2023)
- [FCA CF] Material risk taker (since 12 Jun 2023)
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- [FCA CF] Client dealing (7 Mar 2016 to 26 Apr 2023)
- [FCA CF] Material risk taker (7 Mar 2016 to 11 Jun 2023)
- [PRA CF] Managing a material risk taker (7 Mar 2016 to 11 Jun 2023)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 11 Jun 2023)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 26 Apr 2023)
- CF30 Customer (21 Oct 2009 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.