Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America Europe DAC
FRN 989014
- [FCA CF] Manager of certification employee (since 10 Feb 2026)
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Bank of America, N.A.
FRN 124642
- [FCA CF] Manager of certification employee (since 31 Jan 2023)
- [FCA CF] Material risk taker (since 10 Jan 2023)
- [FCA CF] Client dealing (since 18 Nov 2022)
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Merrill Lynch International
FRN 147150
- [FCA CF] Manager of certification employee (since 31 Jan 2023)
- [FCA CF] Material risk taker (since 10 Jan 2023)
- [FCA CF] Client dealing (since 18 Nov 2022)
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- [FCA CF] Client dealing (23 Nov 2021 to 6 May 2022)
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- [FCA CF] Material risk taker (12 Feb 2018 to 27 Jul 2021)
- [FCA CF] Manager of certification employee (5 Oct 2017 to 27 Jul 2021)
- [FCA CF] Client dealing (5 Oct 2017 to 27 Jul 2021)
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- CF30 Customer (20 Oct 2010 to 6 Mar 2016)
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- CF30 Customer (13 Jul 2009 to 6 Mar 2016)
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- CF30 Customer (12 Nov 2008 to 28 Jun 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.