Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • [FCA CF] Client dealing (9 Dec 2019 to 4 May 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 4 May 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (1 Mar 2007 to 31 Oct 2007)
  • Marex Financial (no longer approved here)

    FRN 442767

    • CF21 Investment Adviser (13 Jan 2006 to 28 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.