Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • SMF1 Chief Executive (since 26 Nov 2021)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF28 Systems and controls (20 Dec 2016 to 8 Dec 2019)
    • CF1 Director (24 Sep 2015 to 8 Dec 2019)
    • CF30 Customer (15 May 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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