Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 12 Feb 2026)
    • CF30 Customer (since 11 Feb 2026)
    • (57)Employed By (since 11 Feb 2026)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (10 Nov 2020 to 10 Nov 2021)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (25 Jul 2018 to 18 May 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.