Arthur Mountain

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 31 Jul 2023)
    • [FCA CF] Client dealing (27 Mar 2017 to 31 Jul 2023)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (25 Sep 2014 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (6 Jul 2009 to 28 Jul 2014)

Recent activity

Updates to this individual's record on the FCA register.

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